Sales and Distribution Compliance - Senior Vice President
This individual supports the Chief Compliance Officer in the oversight, management, and execution of the broker‑dealer’s comprehensive compliance program.
Executive, Consultancy & Strategy jobs in Stamford
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Sales and Distribution Compliance - Senior Vice President
This individual supports the Chief Compliance Officer in the oversight, management, and execution of the broker‑dealer’s comprehensive compliance program.
Structured Investments - Vice President / Senior Vice President
This role will support the Structured Investments team, within the firm’s technology platform, by owning, developing, and maintaining the structured investments eco-system on the platform for clients.
Structured Investments - Vice President / Senior Vice President
This role will support the Structured Investments team, within the firm’s technology platform, by owning, developing, and maintaining the structured investments eco-system on the platform for clients.
Chief Risk Officer - Managing Director
The Chief Risk Officer (CRO) is a newly created role, as we establish a formal second line of defense, bringing Regulatory & Compliance, Enterprise Risk & Governance and Safety, Resilience & Incident Management together under one risk…
Client Delivery Specialist - Assistant Vice President
This role will serve as a senior individual contributor responsible for managing complex client relationships, leading high-impact initiatives, and delivering exceptional service across a portfolio of clients.
Fund Attorney - Assistant Vice President / Vice President
The scope of this role will include representing private funds, both open end and closed end, on a wide spectrum of matters including compliance and U.S. and international regulatory issues, capital raising, marketing, investor relations,…